Friday, September 30, 2011

FINRA CEO Says Brokers Must ?Push and Pull? for Private Placement Information

Often, investment advisors, stockbrokers and brokerages who unsuitably push Reg. D Private Placements on investors claim that any financial losses investors subsequently experience occur despite their due diligence. However, these private investments pay high fees that can induce some financial professionals to look the other way, focusing on the fifteen percent fee rather than the [...]

Attorney Search Firms general counsel recruiter Lawyer Headhunters Lawyer Recruiter Lawyer Search Firms

No comments:

Post a Comment