Saturday, March 17, 2012

Performance Fee Thresholds for Investors to be Raised by the SEC

High net-worth investors will enjoy lower fees?that is, if the Securities and Exchange Commission?s (SEC?s) proposed changes to performance based fees proceed as planned. The SEC intends to increase the dollar thresholds investors must meet before financial professional can charge them performance based fees. Currently, the thresholds are determined under two provisos of Rule 205-3 of the Investment Advisers [...]

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